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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-23
  • CA RA
    APPROVED
    Since 2022-06-23

Branch Locations

4275 Executive Square Ste 210, La Jolla, CA 92037-1476 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc San Diego CA 07/2021 Present
Jp Morgan Chase Carlsbad CA 08/2019 07/2021
Unemployed San Marcos CA 06/2019 08/2019
Palomar College San Marcos CA 08/2015 05/2019
Nwda Carlsbad Carlsbad CA 07/2015 06/2019
  • 07/2021 → Present
    San Diego, CA
  • 08/2019 → 07/2021
    Jp Morgan Chase
    Carlsbad, CA
  • 06/2019 → 08/2019
    Unemployed
    San Marcos, CA
  • 08/2015 → 05/2019
    Palomar College
    San Marcos, CA
  • 07/2015 → 06/2019
    Nwda Carlsbad
    Carlsbad, CA
Other Businesses

Outside Employment; SD Socal Group LLC; Employee and paid out by LLC for paycheck.; Manage advisory business; 1100 Championship Rd, , Oceanside, CA, 92057; Investment-Related; 08/01/2021; 0 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
  • S66 Uniform Combined State Law Examination
    2022-06-23
Other Names
  • Max Zimet

View on SEC IAPD

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