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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-16
  • PA RA
    APPROVED
    Since 2023-10-16

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Audobon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Newtown Square PA 06/2021 10/2023
Mml Investors Services, Llc Newtown Square PA 07/2021 10/2023
Brinker Capital Berwyn PA 05/2019 09/2019
Johnson & Johnson Sydney 03/2019 05/2019
The Philadelphia Group King Of Prussia PA 05/2018 09/2018
University Of Delaware Newark DE 08/2016 05/2020
Unemployed Audubon PA 05/2020 06/2021
Lpl Financial Llc Wayne PA 10/2023 Present
Global Retirement Partners, Llc San Rafael CA 10/2023 Present
  • 06/2021 → 10/2023
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 07/2021 → 10/2023
    Newtown Square, PA
  • 05/2019 → 09/2019
    Brinker Capital
    Berwyn, PA
  • 03/2019 → 05/2019
    Johnson & Johnson
    Sydney
  • 05/2018 → 09/2018
    The Philadelphia Group
    King Of Prussia, PA
  • 08/2016 → 05/2020
    University Of Delaware
    Newark, DE
  • 05/2020 → 06/2021
    Unemployed
    Audubon, PA
  • 10/2023 → Present
    Lpl Financial Llc
    Wayne, PA
  • 10/2023 → Present
    San Rafael, CA
Previous Registrations
Other Businesses

1) 10/16/2023 - FRS ADVISORS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/20/2023 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/20/2023 - FRS Capital Management - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-22
  • S66 Uniform Combined State Law Examination
    2021-12-22
Other Names
  • David Carr

View on SEC IAPD

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