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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-29 |
| CA | RA | APPROVED | 2023-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | San Diego | CA | 06/2021 | 06/2023 |
| Pricewaterhousecoopers | Irvine | CA | 01/2020 | 06/2021 |
| Caliber Audit And Attest | San Luis Obispo | CA | 01/2019 | 03/2019 |
| Cal Poly San Luis Obsipo | San Luis Obispo | CA | 08/2015 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 07/2023 | Present |
| California Polytechnic State University - San Luis Obsipo | -San Luis Obispo | CA | 09/2015 | 12/2019 |
| Cal Poly Corporation | -San Luis Obispo | CA | 05/2016 | 05/2017 |
| Follett Corporation | San Luis Obispo | CA | 05/2017 | 12/2018 |
| Bank Of America N.A. | La Jolla | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
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