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Lok Tin Wang

Charles Schwab & Co., Inc.

Torrance, CA

Seal Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-13
  • CA RA
    APPROVED
    Since 2026-05-13

Branch Locations

21370 Hawthorne Blvd, Torrance, CA 90503 • United States

2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California-San Diego La Jolla CA 09/2016 09/2019
Ptd Enterprise La Jolla CA 03/2019 06/2021
Charles Schwab & Co., Inc. Brea CA 06/2021 06/2024
Charles Schwab Bank, Ssb Brea CA 06/2021 06/2024
Unemployed La Jolla CA 07/2024 12/2025
Charles Schwab & Co., Inc. Seal Beach CA 01/2026 Present
Charles Schwab Bank, Ssb Seal Beach CA 01/2026 Present
  • 09/2016 → 09/2019
    University Of California-San Diego
    La Jolla, CA
  • 03/2019 → 06/2021
    Ptd Enterprise
    La Jolla, CA
  • 06/2021 → 06/2024
    Charles Schwab & Co., Inc.
    Brea, CA
  • 06/2021 → 06/2024
    Charles Schwab Bank, Ssb
    Brea, CA
  • 07/2024 → 12/2025
    Unemployed
    La Jolla, CA
  • 01/2026 → Present
    Charles Schwab & Co., Inc.
    Seal Beach, CA
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Seal Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-24
  • S66 Uniform Combined State Law Examination
    2022-10-24
Other Names
  • Timmas Wang

View on SEC IAPD

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