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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-16
CT RA APPROVED 2021-10-13
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • CT RA
    APPROVED
    Since 2021-10-13

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

225 High Ridge Road East Bldg 1St Floor, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Guilford CT 06/2021 Present
Mml Investors Services Guilford CT 06/2021 Present
Barnum Financial Group Guilford CT 08/2020 01/2021
Barnum Financial Group Glastonbury CT 06/2020 07/2020
Unaffiliated Madison CT 01/2021 06/2021
Parkview Advance Llc Stamford CT 05/2019 06/2020
United Cleaning And Restoration Middlefield CT 06/2018 12/2018
Madison Beach Hotel Madison CT 06/2017 08/2017
Wheaton College Norton MA 08/2017 05/2021
Daniel Hand High School Madison CT 08/2013 06/2017
  • 06/2021 → Present
    Mass Mutual Life Insurance Company
    Guilford, CT
  • 06/2021 → Present
    Mml Investors Services
    Guilford, CT
  • 08/2020 → 01/2021
    Barnum Financial Group
    Guilford, CT
  • 06/2020 → 07/2020
    Barnum Financial Group
    Glastonbury, CT
  • 01/2021 → 06/2021
    Unaffiliated
    Madison, CT
  • 05/2019 → 06/2020
    Parkview Advance Llc
    Stamford, CT
  • 06/2018 → 12/2018
    United Cleaning And Restoration
    Middlefield, CT
  • 06/2017 → 08/2017
    Madison Beach Hotel
    Madison, CT
  • 08/2017 → 05/2021
    Wheaton College
    Norton, MA
  • 08/2013 → 06/2017
    Daniel Hand High School
    Madison, CT
Other Businesses

NAME: THOMAS COSGRIFF INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 02/10/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01
Designations

View on SEC IAPD

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