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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-09 |
| NJ | RA | APPROVED | 2024-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Securities, Llc | New York | NY | 07/2022 | 09/2024 |
| Bucknell University | Lewisburg | PA | 08/2018 | 05/2022 |
| Primary School | Mooresville | NC | 07/2012 | 07/2018 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-12 |
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