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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Army | Tacoma | WA | 01/2013 | 01/2017 |
| Rsm | Rockford | IL | 07/2019 | 04/2021 |
| Stephens Inc. | Little Rock | AR | 06/2021 | 12/2023 |
| Unemployed | Poplar Grove | IL | 01/2017 | 06/2019 |
| Principal Life Insurance Company | Belvidere | IL | 12/2023 | Present |
| Principal Securities Inc | Belvidere | IL | 12/2023 | Present |
**BELVIDERE FAMILY YMCA POSITION: President of the YMCA Board NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 220 W Locust Street, Belvidere IL 61008, United States DESCRIPTION: I am the President of the Belvidere Family YMCA Board. I mostly spend 3 hours as the President. **ADAM'S PODCAST POSITION: Adam's Podcast NATURE: Personal Podcast INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 6883 Marengo Road, Belvidere IL 61008, United States DESCRIPTION: This is my personal podcast of my own. I conduct interview style episodes with influencers in industries that I am interested in (fitness, sports, medicine). I have not been compensated for this podcast since inception.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-23 |
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