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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-01
  • IL RA
    APPROVED
    Since 2024-02-01

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Belvidere, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Army Tacoma WA 01/2013 01/2017
Rsm Rockford IL 07/2019 04/2021
Stephens Inc. Little Rock AR 06/2021 12/2023
Unemployed Poplar Grove IL 01/2017 06/2019
Principal Life Insurance Company Belvidere IL 12/2023 Present
Principal Securities Inc Belvidere IL 12/2023 Present
  • 01/2013 → 01/2017
    U.S. Army
    Tacoma, WA
  • 07/2019 → 04/2021
    Rsm
    Rockford, IL
  • 06/2021 → 12/2023
    Stephens Inc.
    Little Rock, AR
  • 01/2017 → 06/2019
    Unemployed
    Poplar Grove, IL
  • 12/2023 → Present
    Principal Life Insurance Company
    Belvidere, IL
  • 12/2023 → Present
    Belvidere, IL
Previous Registrations
  • 2021-09-24 → 2022-04-28
    Little Rock, AR
Other Businesses

**BELVIDERE FAMILY YMCA POSITION: President of the YMCA Board NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 220 W Locust Street, Belvidere IL 61008, United States DESCRIPTION: I am the President of the Belvidere Family YMCA Board. I mostly spend 3 hours as the President. **ADAM'S PODCAST POSITION: Adam's Podcast NATURE: Personal Podcast INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 6883 Marengo Road, Belvidere IL 61008, United States DESCRIPTION: This is my personal podcast of my own. I conduct interview style episodes with influencers in industries that I am interested in (fitness, sports, medicine). I have not been compensated for this podcast since inception.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-23
Other Names
  • Adam Hawkins

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