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Christopher D Stevens

LPl Financial LLC

Hamden, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
CT RA APPROVED 2023-03-30
  • TX RA
    APPROVED
    Since 2024-11-11
  • CT RA
    APPROVED
    Since 2023-03-30

Branch Locations

2319 Whitney Ave Suite 3D, Hamden, CT 06518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Haven High School North Haven CT 07/2013 06/2017
Nichols College Dudley MA 08/2017 05/2021
Bj's Wholesale North Haven CT 09/2016 03/2017
Fischer Institute Dudley MA 08/2018 12/2018
Vector Marketing Hamden CT 05/2019 08/2019
Charlies Meat Market North Haven CT 05/2020 08/2020
Lpl Financial Hamden CT 04/2022 Present
Lpl Financial Hamden CT 05/2021 04/2022
  • 07/2013 → 06/2017
    North Haven High School
    North Haven, CT
  • 08/2017 → 05/2021
    Nichols College
    Dudley, MA
  • 09/2016 → 03/2017
    Bj's Wholesale
    North Haven, CT
  • 08/2018 → 12/2018
    Fischer Institute
    Dudley, MA
  • 05/2019 → 08/2019
    Vector Marketing
    Hamden, CT
  • 05/2020 → 08/2020
    Charlies Meat Market
    North Haven, CT
  • 04/2022 → Present
    Lpl Financial
    Hamden, CT
  • 05/2021 → 04/2022
    Lpl Financial
    Hamden, CT
Other Businesses

1- 04/2022 / Stevens & Boutilier Financial Advisors, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Hamden, CT 06518

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 2022-09-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-09-21

View on SEC IAPD

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Other Investors

RONAN PHEONIX DUGGAN
CRAIG WILLIAM MASSICOTTE
Leslie Saye Busch
Mary Dyer Landsfield
Denise Annemarie Crispino
RALPH WAYNE ROMANELLO
SHARI Jeanne RAHMLOW
Thornton Joseph Fay

Other Offices

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · HAMDEN, CT
LPL FINANCIAL LLC · HAMDEN, CT
MML INVESTORS SERVICES, LLC · HAMDEN, CT
MML INVESTORS SERVICES, LLC · Hamden, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · HAMDEN, CT
BENJAMIN F. EDWARDS & COMPANY, INC. · HAMDEN, CT
LPL FINANCIAL LLC · HAMDEN, CT
TD PRIVATE CLIENT WEALTH LLC · Hamden, CT

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