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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-17
TX RA APPROVED_RES 2024-09-16
  • OH RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

11 N High Street, Canal Winchester, OH 43110 • United States

1840 Zollinger Road, Columbus, OH 43221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio State University Columbus OH 08/2016 05/2021
Bad Daddy's Burger Bar Centennial CO 06/2019 08/2019
Ethyl & Tank Columbus OH 05/2020 08/2020
Raymond James Financial Services Inc Columbus OH 06/2021 09/2024
Raymond James Financial Services Advisors Worthington OH 11/2021 09/2024
Bauers Financial Group Columbus OH 05/2023 Present
State Capital Llc Columbus OH 05/2023 Present
Lpl Financial Columbus OH 09/2024 Present
  • 08/2016 → 05/2021
    Ohio State University
    Columbus, OH
  • 06/2019 → 08/2019
    Bad Daddy's Burger Bar
    Centennial, CO
  • 05/2020 → 08/2020
    Ethyl & Tank
    Columbus, OH
  • 06/2021 → 09/2024
    Raymond James Financial Services Inc
    Columbus, OH
  • 11/2021 → 09/2024
    Raymond James Financial Services Advisors
    Worthington, OH
  • 05/2023 → Present
    Bauers Financial Group
    Columbus, OH
  • 05/2023 → Present
    State Capital Llc
    Columbus, OH
  • 09/2024 → Present
    Lpl Financial
    Columbus, OH
Previous Registrations
Other Businesses

1) 05/12/2025 - Bauers Financial Group - Investment related - DBA for LPL Business (entity for LPL business) - Home Based - Start date: 05/08/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29

View on SEC IAPD

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