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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-04
TX RA APPROVED 2022-03-03
  • NJ RA
    APPROVED
    Since 2022-03-04
  • TX RA
    APPROVED
    Since 2022-03-03

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

500 N. Franklin Turnpike 3Rd Floor, Suite 322, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Allendale NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Allendale NJ 11/2016 03/2022
Raymond James Financial Services Ramsey NJ 03/2022 05/2022
Steward Partners Investment Advisory, Llc Ramsey NJ 03/2022 Present
Ramapo Wealth Advisors Ramsey NJ 03/2022 Present
Steward Partners Investment Solutions, Llc Ramsey NJ 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Allendale, NJ
  • 11/2016 → 03/2022
    Allendale, NJ
  • 03/2022 → 05/2022
    Raymond James Financial Services
    Ramsey, NJ
  • 03/2022 → Present
    Ramsey, NJ
  • 03/2022 → Present
    Ramapo Wealth Advisors
    Ramsey, NJ
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Ramsey, NJ
Previous Registrations
Other Businesses

(1) Name of Business: Ramapo Wealth Advisors Address: 500 N Franklin Tpke Ste 322, Ramsey, NJ, 07446-1177, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Investment Advisory and Financial Planning services. (2) Name of Business: Steward Partners Investment Advisory LLC Address: 500 N Franklin Tpke Ste 322, Ramsey, NJ, 07446-1177, United States Activity Type: Independent RIA Position/Title: Advisor, Agent, Director, Independent Contractor, Officer - President Investment Related: Yes Start Date: 03/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Advisor Representative providing investment advisory services. (3) PROMISE PROPERTIES LLC; REAL ESTATE; PARAMUS, NJ; CO-OWNER; PROPERTY MANAGER; 2017-06; 2 HRS/MO; 0 HRS DURING TRADING; NOT INVESTMENT RELATED. (4) Name of Business: Unishippers Franchise; City/State: Mahwah, NJ; Activity Type: Business Ownership; Position/Title: LLC Member; Investment related: No; Description of Duties: Investor in Franchise to be run by son Ari Sahagian. Assist with Financial matters and provide general guidance; 10 HRS/MO devoted to this activity; 5 HRS/MO devoted during trading hours; Start date: 01/27/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-15
S63 Uniform Securities Agent State Law Examination 1999-06-04
  • S65 Uniform Investment Adviser Law Examination
    1999-06-15
  • S63 Uniform Securities Agent State Law Examination
    1999-06-04
Designations

View on SEC IAPD

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