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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-11 |
| DC | RA | APPROVED | 2019-06-03 |
| TX | RA | APPROVED_RES | 2019-05-28 |
| CA | RA | APPROVED | 2019-05-24 |
Branch Locations
801 18Th Street Nw Suite 1000, Washington, DC 20006 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
San Francisco, CA • United States
Washington, DC • United States
Palm Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | 05/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2019 |
| Raymond James Financial Services, Inc. | San Francisco | CA | 05/2019 | 05/2022 |
| Steward Partners Global Advisory, Llc | Washington | DC | 05/2019 | Present |
| Steward Partners Investment Advisory, Llc | Washington | DC | 05/2019 | Present |
| Steward Partners Investment Solutions, Llc | Washington | DC | 05/2022 | Present |
1) STEWARD PARTNERS INVESTMENT ADVISORY, LLC. AFFILIATED RIA FIRM. STARTED:05/2019. 0 HRS PER MONTH. INVESTMENT ADVISOR REP. 2) STEWARD PARTNERS GLOBAL ADVISORY, LLC. INSURANCE SUPPORT COMPANY. STARTED:05/2019. 0 HRS PER MONTH. INSURANCE AGENT. 3) Name of Business : Goldsmith Group of Steward Partners Address: Washington, DC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/01/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor 4) Address: Palm Beach, FL, 33480, United States - Activity Type: Other - Position/Title: Author Investment Related: No - Start Date: 01/01/2022 - Hours per month devoted to this business: 2-10 - Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am author of book. It is a collection of profiles of alumni from City College of New York who started with nothing and changed our world. This book is second volume in Made Series. The first volume. Temple Made. Profiles in Grit was published Oct. 2022 and was approved under OBA. All proceeds are dedicated to the Delancey Street Fund at CCNY, an fund for students facing unforeseen financial events
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
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