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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-03-21 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 09/2004 | 03/2019 |
| Bank Of America, N.A. | Portsmouth | NH | 01/2015 | 03/2019 |
| Raymond James Financial Services, Inc. | Portsmouth | NH | 03/2019 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 03/2019 | Present |
| Steward Partners Global Advisory, Llc | Portsmouth | NH | 03/2019 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 05/2022 | Present |
(1)Name of Business: Carrigg Wealth Advisors Address: 145 Maplewood Ave Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide support to FA (2)Name of Business: Steward Partners Global Advisory Address: 145 Maplewood Ave Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide support to FA (3)Name of Business: Steward Partners Investment Advisory LLC Address: 155 Fleet Street Suite 209, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Support to FA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-25 |
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