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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-03-21
  • NH RA
    APPROVED
    Since 2019-03-21

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portsmouth NH 09/2004 03/2019
Bank Of America, N.A. Portsmouth NH 01/2015 03/2019
Raymond James Financial Services, Inc. Portsmouth NH 03/2019 05/2022
Steward Partners Investment Advisory, Llc Portsmouth NH 03/2019 Present
Steward Partners Global Advisory, Llc Portsmouth NH 03/2019 Present
Steward Partners Investment Solutions, Llc Portsmouth NH 05/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Carrigg Wealth Advisors Address: 145 Maplewood Ave Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide support to FA (2)Name of Business: Steward Partners Global Advisory Address: 145 Maplewood Ave Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide support to FA (3)Name of Business: Steward Partners Investment Advisory LLC Address: 155 Fleet Street Suite 209, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Support to FA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-25
  • S66 Uniform Combined State Law Examination
    2005-01-25
Other Names
  • Christina L Layden
  • Christina Lee Layden
  • Christina Lee O'DOnnell
  • Christina Lee O'DOnnell
  • Christina Lee Layden
  • Christina L Odonnell
  • Christina L O'DOnnell
  • Christina L Odonnell

View on SEC IAPD

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