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Anthony Vollmer

O'SHaughnessy Asset Management, LLC

Stamford, CT

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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-27
  • CT RA
    APPROVED
    Since 2022-10-27

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors Llc Colorado Springs CO 02/2007 10/2022
Legg Mason & Co Llc. Naperville IL 02/2007 07/2021
O'SHaughnessy Asset Management, Llc Stamford CT 10/2022 Present
Franklin Distributors, Llc Colorado Springs CO 04/2026 Present
  • 02/2007 → 10/2022
    Franklin Distributors Llc
    Colorado Springs, CO
  • 02/2007 → 07/2021
    Legg Mason & Co Llc.
    Naperville, IL
  • 10/2022 → Present
    O'SHaughnessy Asset Management, Llc
    Stamford, CT
  • 04/2026 → Present
    Franklin Distributors, Llc
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-27
S63 Uniform Securities Agent State Law Examination 2007-05-24
  • S66 Uniform Combined State Law Examination
    2022-10-27
  • S63 Uniform Securities Agent State Law Examination
    2007-05-24
Other Names
  • Anthony N Vollmer

View on SEC IAPD

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Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT
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