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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-21 |
| VA | RA | APPROVED | 2021-10-20 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
999 Waterside Drive Suite 2220, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Franklin | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Franklin | VA | 11/2016 | 10/2021 |
| Raymond James Financial Services, Inc | Norfolk | VA | 10/2021 | 05/2022 |
| Raymond James Financial Services Advisors, Inc | Norfolk | VA | 10/2021 | 05/2022 |
| Steward Partners Global Advisory Llc | Norfolk | VA | 10/2021 | Present |
| Steward Partners Investment Advisory Llc | Norfolk | VA | 10/2021 | Present |
| Steward Partners Investment Solutions, Llc | Norfolk | VA | 05/2022 | Present |
1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Norfolk, VA. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 10/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide advisory services for clients. 2) Name of Business: Steward Partners Global Advisory Address: 999 Waterside Dr, Norfolk, VA, 23510, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install insurance products listed 3) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Norfolk, VA. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 10/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 4) Raymond James Financial Services, Inc. - Investment related: Yes. Address: Norfolk, VA. Nature of business: Securities Broker/Dealer Firm. Position: Registered representative. Start Date: 10/2021. Hours per month devoted to this business: 160. Hours per month devoted to this business during trading hours: 160. Description of duties: Securities sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-07 |
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