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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-21
VA RA APPROVED 2021-10-20
  • TX RA
    APPROVED_RES
    Since 2022-12-21
  • VA RA
    APPROVED
    Since 2021-10-20

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

999 Waterside Drive Suite 2220, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Franklin VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Franklin VA 11/2016 10/2021
Raymond James Financial Services, Inc Norfolk VA 10/2021 05/2022
Raymond James Financial Services Advisors, Inc Norfolk VA 10/2021 05/2022
Steward Partners Global Advisory Llc Norfolk VA 10/2021 Present
Steward Partners Investment Advisory Llc Norfolk VA 10/2021 Present
Steward Partners Investment Solutions, Llc Norfolk VA 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Franklin, VA
  • 11/2016 → 10/2021
    Franklin, VA
  • 10/2021 → 05/2022
    Raymond James Financial Services, Inc
    Norfolk, VA
  • 10/2021 → 05/2022
    Raymond James Financial Services Advisors, Inc
    Norfolk, VA
  • 10/2021 → Present
    Steward Partners Global Advisory Llc
    Norfolk, VA
  • 10/2021 → Present
    Norfolk, VA
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Norfolk, VA
Previous Registrations
Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Norfolk, VA. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 10/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide advisory services for clients. 2) Name of Business: Steward Partners Global Advisory Address: 999 Waterside Dr, Norfolk, VA, 23510, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install insurance products listed 3) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Norfolk, VA. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 10/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 4) Raymond James Financial Services, Inc. - Investment related: Yes. Address: Norfolk, VA. Nature of business: Securities Broker/Dealer Firm. Position: Registered representative. Start Date: 10/2021. Hours per month devoted to this business: 160. Hours per month devoted to this business during trading hours: 160. Description of duties: Securities sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07

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