Thomas Paul Leeman

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Norfolk, VA
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Norfolk, VA
• 05/2020 → Present
  Steward Partners Investment Advisory, Llc
  Norfolk, VA
• 05/2020 → Present
  Steward Partners Global Advisory Llc
  Norfolk, VA
• 05/2020 → 05/2022
  Raymond James Financial Services, Inc.
  Norfolk, VA
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Norfolk, VA

Previous Registrations

• 2008-01-01 → 2020-05-07
  Wells Fargo Clearing Services, Llc
  Norfolk, VA
• 2001-01-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Norfolk, VA
  Norfolk, VA
  St. Louis, MO

Other Businesses

1. Downtown Norfolk Council, Norfolk, VA; Officer-Board Member; Start date: 01/2000; Non-investment related; Not-for-profit organization to promote and enhance business, cultural, retail, residential initiatives in Downtown Norfolk; 16 hrs/mo devoted and 0 hrs/mo during trading. 2. O'Connor Brewing Co., LLC, Norfolk, VA; Investment Related; Shareholder/Passive Investor in brewery since 2015 receiving stock dividends; 0 hrs/mo devoted and 0 hrs/mo during trading. 3. Name of Business: Steward Partners Investment Advisory LLC; Address: 999 Waterside Dr Ste 2220, Norfolk, VA; Nature of the Business: Independent RIA; Position/Title: Investment Adviser; Investment Related: Yes; Start Date: 05/06/2020; Hours per month devoted to this business: 0; Hours per month devoted to this business during trading hours: 0; Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2000-10-24
• S63 Uniform Securities Agent State Law Examination
  2000-01-25