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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-12-08
TX RA APPROVED_RES 2023-12-04
  • NV RA
    APPROVED
    Since 2023-12-08
  • TX RA
    APPROVED_RES
    Since 2023-12-04

Branch Locations

1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup United States CA 04/2021 10/2023
Citigroup Hong Kong 04/2014 04/2021
Jpmorgan Chase Bank, N.A. Las Vegas NV 11/2023 Present
J.P. Morgan Securities Llc Las Vegas NV 11/2023 Present
  • 04/2021 → 10/2023
    Citigroup
    United States, CA
  • 04/2014 → 04/2021
    Citigroup
    Hong Kong
  • 11/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
  • 11/2023 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

Entity Name: Cornell Club of Greater Las Vegas Investment related: No Address: https://cornelluniversity.imodules.com/s/1717/cc/club.aspx?gid=46 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/26/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Volunteer alumni club of Las Vegas, I've been asked to be treasurer (reconcile expenses and receipts); external role is not similar to firm role Entity Name: Nevada Ballet Theatre Investment related: No "Address: Nevada Ballet Theatre 1651 Inner Circle Las Vegas, NV 89134 P: 702.243.2623 x244 C: 702.339.5986 www.NevadaBallet.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Nevada Ballet Theatre

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-20
  • S66 Uniform Combined State Law Examination
    2021-08-20
Other Names
  • Karin Hernandez
  • Karin N Chu
  • Karin Chu Hernandez

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