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Inactive

Rocky John Pratt

Global Retirement Partners LLC

San Rafael, CA

South Salt Lake, UT

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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-10
NE RA APPROVED 2026-02-10
UT RA APPROVED 2022-07-05
  • CO RA
    APPROVED
    Since 2026-02-10
  • NE RA
    APPROVED
    Since 2026-02-10
  • UT RA
    APPROVED
    Since 2022-07-05

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

2200 S. Main Street, Suite 600, South Salt Lake, UT 84115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colwyn Investments, Lc South Jordan UT 04/2021 04/2022
Western Governor's University Salt Lake City UT 11/2020 04/2021
Avetta Orem UT 10/2019 11/2020
Brigham Young University Provo UT 06/2018 08/2019
The Church Of Jesus Christ Of Latter-Day Saints Sendai 03/2016 03/2018
Resources Investment Advisors, Llc Overland Park KS 04/2022 06/2022
Global Retirement Partners, Llc San Rafael CA 07/2022 Present
  • 04/2021 → 04/2022
    Colwyn Investments, Lc
    South Jordan, UT
  • 11/2020 → 04/2021
    Western Governor's University
    Salt Lake City, UT
  • 10/2019 → 11/2020
    Avetta
    Orem, UT
  • 06/2018 → 08/2019
    Brigham Young University
    Provo, UT
  • 03/2016 → 03/2018
    The Church Of Jesus Christ Of Latter-Day Saints
    Sendai
  • 04/2022 → 06/2022
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 07/2022 → Present
    Global Retirement Partners, Llc
    San Rafael, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-21
  • S65 Uniform Investment Adviser Law Examination
    2021-04-21

View on SEC IAPD

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JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

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