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Katelyn J Carter

Morgan Stanley

Torrance, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-19
CA RA APPROVED 2022-07-04
  • TX RA
    APPROVED
    Since 2022-07-19
  • CA RA
    APPROVED
    Since 2022-07-04

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Torrance CA 05/2021 Present
Unishippers Anaheim CA 10/2020 04/2021
Eugene Cascades And Coast Eugene OR 11/2019 03/2020
University Of Oregon Eugene CA 06/2016 07/2021
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Torrance, CA
  • 10/2020 → 04/2021
    Unishippers
    Anaheim, CA
  • 11/2019 → 03/2020
    Eugene Cascades And Coast
    Eugene, OR
  • 06/2016 → 07/2021
    University Of Oregon
    Eugene, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
  • S66 Uniform Combined State Law Examination
    2022-07-02

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
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