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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-05 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
8345 Firestone Blvd, Downey, CA 90241 • United States
16230 Paramount Blvd Ste D, Paramount, CA 90723 • United States
9323 Firestone Blvd, Downey, CA 90241 • United States
17037 Bellflower Ave, Bellflower, CA 90706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Seal Beach | CA | 04/2010 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-16 |
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