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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-10 |
| CT | RA | APPROVED | 2021-10-14 |
Branch Locations
45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Glastonbury | CT | 03/2021 | Present |
| Mass Mutual Life Insurance Company | Glastonbury | CT | 03/2021 | Present |
| Middletown High School | Middletown | CT | 06/2013 | 06/2017 |
| Seasons Federal Credit Union | Middletown | CT | 07/2014 | 06/2017 |
| Novak Francella, Llc. | Killingworth | CT | 06/2017 | 03/2020 |
| Bryant University | Smithfield | RI | 09/2017 | 05/2021 |
| Bryant Athletics | Smithfield | RI | 09/2019 | 01/2021 |
| Grubhub | Middletown | CT | 04/2020 | 08/2020 |
| Segal | Farmington | CT | 06/2020 | 08/2020 |
NAME: DEREK FRAME INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 03/01/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
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