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Andrew Smith

Ameriprise Financial Services, LLC

Toledo, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-21
  • OH RA
    APPROVED
    Since 2022-09-21

Branch Locations

2727 N Holland Sylvania Rd Ste K, Toledo, OH 43615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Toledo OH 01/2021 Present
E11Even Miami Miami FL 02/2014 04/2021
Clevelander Miami Beach FL 12/2015 11/2016
Wonderland/Gold Rush Miami FL 02/2016 04/2019
  • 01/2021 → Present
    Ameriprise Financial Services, Llc
    Toledo, OH
  • 02/2014 → 04/2021
    E11Even Miami
    Miami, FL
  • 12/2015 → 11/2016
    Clevelander
    Miami Beach, FL
  • 02/2016 → 04/2019
    Wonderland/Gold Rush
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09
Other Names
  • Andy Smith
  • Andrew J Smith
  • Andrew Smith

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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