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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-08-19
TX RA APPROVED 2022-08-19
  • KY RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-19

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Louisville KY 02/2021 08/2022
Pnc Bank Louisville KY 11/2018 02/2021
Pnc Bank Louisville KY 07/2017 11/2018
Flavorman Beverage Development Lab Louisville KY 04/2017 06/2017
Stoney River Louisville KY 06/2017 12/2017
Meridian Cafe Louisville KY 08/2016 01/2017
At The Post Louisville KY 01/2017 04/2017
Morgan Stanley Smith Barney Llc Louisville KY 08/2022 Present
  • 02/2021 → 08/2022
    Pnc Investments
    Louisville, KY
  • 11/2018 → 02/2021
    Pnc Bank
    Louisville, KY
  • 07/2017 → 11/2018
    Pnc Bank
    Louisville, KY
  • 04/2017 → 06/2017
    Flavorman Beverage Development Lab
    Louisville, KY
  • 06/2017 → 12/2017
    Stoney River
    Louisville, KY
  • 08/2016 → 01/2017
    Meridian Cafe
    Louisville, KY
  • 01/2017 → 04/2017
    At The Post
    Louisville, KY
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
  • S66 Uniform Combined State Law Examination
    2022-07-02
Other Names
  • Sarah Mccoy

View on SEC IAPD

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