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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-23
CA RA APPROVED 2025-04-22
  • TX RA
    APPROVED
    Since 2025-04-23
  • CA RA
    APPROVED
    Since 2025-04-22

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 06/2021 11/2021
First Command Financial Services Fairfax VA 02/2021 08/2021
Columbia College Inc Vienna VA 09/2020 02/2021
University Of Missouri At Columbia Columbia MO 08/2018 05/2020
National Taxpayers Union Foundation Washington DC 06/2020 08/2020
Boston College Chestnut Hill MA 08/2014 05/2018
First Command Financial Services Fairfax VA 08/2021 12/2021
Fidelity Investments Arlington VA 12/2021 09/2022
Morgan Stanley Lutherville MD 10/2023 03/2025
Fidelity Investments Arlington VA 09/2022 12/2022
Fidelity Investments Arlington VA 12/2022 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 04/2025 Present
  • 06/2021 → 11/2021
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2021 → 08/2021
    First Command Financial Services
    Fairfax, VA
  • 09/2020 → 02/2021
    Columbia College Inc
    Vienna, VA
  • 08/2018 → 05/2020
    University Of Missouri At Columbia
    Columbia, MO
  • 06/2020 → 08/2020
    National Taxpayers Union Foundation
    Washington, DC
  • 08/2014 → 05/2018
    Boston College
    Chestnut Hill, MA
  • 08/2021 → 12/2021
    First Command Financial Services
    Fairfax, VA
  • 12/2021 → 09/2022
    Fidelity Investments
    Arlington, VA
  • 10/2023 → 03/2025
    Lutherville, MD
  • 09/2022 → 12/2022
    Fidelity Investments
    Arlington, VA
  • 12/2022 → 09/2023
    Fidelity Investments
    Arlington, VA
  • 04/2025 → Present
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-27
  • S66 Uniform Combined State Law Examination
    2021-09-27

View on SEC IAPD

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