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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-01
NY RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2026-07-01
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

505 Northern Blvd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. New York NY 02/2021 11/2024
Us Soccer Referee Wrighstown NJ 09/2013 05/2017
Rutgers Recreation New Brunswick NJ 05/2017 05/2019
Rutgers Recreation New Brunswick NJ 05/2019 09/2020
Bank Of Montreal - Capital Markets Project Management Office Jersey City NJ 06/2020 08/2020
Unemployed New Brunswick NJ 09/2020 02/2021
Prudential Insurance Company Of America New York NY 08/2021 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 02/2021 → 11/2024
    New York, NY
  • 09/2013 → 05/2017
    Us Soccer Referee
    Wrighstown, NJ
  • 05/2017 → 05/2019
    Rutgers Recreation
    New Brunswick, NJ
  • 05/2019 → 09/2020
    Rutgers Recreation
    New Brunswick, NJ
  • 06/2020 → 08/2020
    Bank Of Montreal - Capital Markets Project Management Office
    Jersey City, NJ
  • 09/2020 → 02/2021
    Unemployed
    New Brunswick, NJ
  • 08/2021 → Present
    Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06

View on SEC IAPD

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