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Michael Palmer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
NY RA APPROVED 2023-03-23
  • TX RA
    APPROVED
    Since 2023-04-06
  • NY RA
    APPROVED
    Since 2023-03-23

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 10/2009 02/2022
Hsbc Bank Usa, N.A. New York NY 10/2009 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 07/2022 Present
Unemployed New York NY 02/2022 07/2022
Bank Of America, N.A. Great Neck NY 09/2022 Present
  • 10/2009 → 02/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 10/2009 → 02/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 07/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Great Neck, NY
  • 02/2022 → 07/2022
    Unemployed
    New York, NY
  • 09/2022 → Present
    Bank Of America, N.A.
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
S63 Uniform Securities Agent State Law Examination 1999-10-30
  • S66 Uniform Combined State Law Examination
    2023-03-17
  • S63 Uniform Securities Agent State Law Examination
    1999-10-30
Other Names
  • Michael Anthony Palmer

View on SEC IAPD

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