Michael Palmer

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-06
NY	RA	APPROVED	2023-03-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	10/2009	02/2022
Hsbc Bank Usa, N.A.	New York	NY	10/2009	02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	07/2022	Present
Unemployed	New York	NY	02/2022	07/2022
Bank Of America, N.A.	Great Neck	NY	09/2022	Present

10/2009 → 02/2022

Hsbc Securities (Usa) Inc.

New York, NY
10/2009 → 02/2022

Hsbc Bank Usa, N.A.

New York, NY
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY
02/2022 → 07/2022

Unemployed

New York, NY
09/2022 → Present

Bank Of America, N.A.

Great Neck, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-17
S63	Uniform Securities Agent State Law Examination	1999-10-30

Nearby Firms