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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2016-05-20 |
| TX | RA | APPROVED | 2016-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck | NY | 05/2016 | Present |
| Bank Of America, N.A. | Great Neck | NY | 05/2016 | Present |
I*4745305 Entity Type: HOA, Co-Op, Freehold Name of OBA: Secor Drive Homeowners Address: Port Washington, New York, 11050 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0 Duties: HOA None. I attend the yearly block meeting. I really do nothing. The president and the treasurer are responsible for everything. We as a block (16 Households) attend a meeting 1x per year and discuss the landscapers and beach clean up and the neighbors complain about people walking their dogs on the block.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-17 |
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