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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
NY RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-30
  • NY RA
    APPROVED
    Since 2024-11-12

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Great Neck NY 10/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 10/2009 Present
Other Businesses

I*372513, Entity Type: Entity For Profit, Name of OBA: KB, Address: Levittown, New York 11756, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/05/2014, No Hours: 1, No Hours during trading: 0, Duties: Notary Public - for personal use only

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
S63 Uniform Securities Agent State Law Examination 2000-04-13
  • S66 Uniform Combined State Law Examination
    2024-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-04-13
Other Names
  • Kelly Ann O'KEeffe
  • Kelly Ann Bridgewood

View on SEC IAPD

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