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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2017-07-26
CT RA APPROVED 2017-07-25
NJ RA APPROVED 2009-05-22
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2017-07-26
  • CT RA
    APPROVED
    Since 2017-07-25
  • NJ RA
    APPROVED
    Since 2009-05-22

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

Rockville Centre, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Garden City NY 05/2009 Present
Bank Of America, Na Hewlett NY 09/2009 Present
  • 05/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Garden City, NY
  • 09/2009 → Present
    Bank Of America, Na
    Hewlett, NY
Previous Registrations
  • 2007-05-29 → 2009-05-28
    Plainview, NY
    Plainview, NY
    Hewlett, NY
    Plainview, NY
    Oceanside, NY
    Plainview, NY
    Hewlett, NY
  • 2007-01-11 → 2007-05-29
    Citicorp Investment Services
    Massapequa Park, NY
    Freeport, NY
    Hewlett, NY
Other Businesses

I*40043FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HOLY TRINITY LUTHERAN CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS: 240 LINCOLN AVENUE, ROCKVILLE CENTRE, NEW YORK 11561NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2011NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM ON THE FINANCE COMMITTEE AT HOLY TRINITY AS A COMMITTEE MEMBER AND I DO NOT GIVE FINANCIAL ADVICE AND THEY CHURCH IS NOT A CLIENT. I HELP WITH THE BUDGET AND ACCOUNTING I*5142268, Entity Type: Entity Charitable, Name of OBA: Friends of Mercy Hospital, Address: Rockville Centre, New York, 11570, Investment Related: N, Position, Title, Association: ["Committee","Board Member"], Employee Start Date: 08/01/2026, No Hours: 25 Yearly, No Hours during Trading: 0 Yearly, Duties: On golf outing committee and on the board to help with membership. My role is to attend meetings and help coordinate upcoming annual events such as the venues, dates, themes. there are 4-6 meetings a year lasting 1-2 hours each. I do not solicit funds for fundraising. Supporting Mercy Hospital In Rockville Centre, NY through philanthropic events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-22
S63 Uniform Securities Agent State Law Examination 2005-03-29
  • S65 Uniform Investment Adviser Law Examination
    2006-08-22
  • S63 Uniform Securities Agent State Law Examination
    2005-03-29
Other Names
  • Nils R Bosch

View on SEC IAPD

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