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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2017-07-26 |
| CT | RA | APPROVED | 2017-07-25 |
| NJ | RA | APPROVED | 2009-05-22 |
Branch Locations
805 Northern Blvd, Great Neck, NY 11021 • United States
Rockville Centre, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Garden City | NY | 05/2009 | Present |
| Bank Of America, Na | Hewlett | NY | 09/2009 | Present |
I*40043FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HOLY TRINITY LUTHERAN CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS: 240 LINCOLN AVENUE, ROCKVILLE CENTRE, NEW YORK 11561NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2011NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM ON THE FINANCE COMMITTEE AT HOLY TRINITY AS A COMMITTEE MEMBER AND I DO NOT GIVE FINANCIAL ADVICE AND THEY CHURCH IS NOT A CLIENT. I HELP WITH THE BUDGET AND ACCOUNTING I*5142268, Entity Type: Entity Charitable, Name of OBA: Friends of Mercy Hospital, Address: Rockville Centre, New York, 11570, Investment Related: N, Position, Title, Association: ["Committee","Board Member"], Employee Start Date: 08/01/2026, No Hours: 25 Yearly, No Hours during Trading: 0 Yearly, Duties: On golf outing committee and on the board to help with membership. My role is to attend meetings and help coordinate upcoming annual events such as the venues, dates, themes. there are 4-6 meetings a year lasting 1-2 hours each. I do not solicit funds for fundraising. Supporting Mercy Hospital In Rockville Centre, NY through philanthropic events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-29 |
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