Brian Christopher O'LEary

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 10/2017
  American Independence Fs
  New York, NY
• 10/2017 → 11/2022
  Hightower Securities, Llc
  Chicago, IL
• 10/2017 → 11/2022
  Hightower Advisors, Llc
  Chicago, IL
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY
• 07/2016 → 08/2017
  Forlines Global
  Locust Valley, NY
• 01/2023 → Present
  Bank Of America, N.A.
  Great Neck, NY

Previous Registrations

• 2020-03-13 → 2022-11-16
  Hightower Advisors, Llc
  Mlville, NY
• 2012-02-07 → 2013-05-21
  Msi Financial Services, Inc.
  Somerset, NJ

Exams

• S66 Uniform Combined State Law Examination
  2012-02-06
• S63 Uniform Securities Agent State Law Examination
  2005-01-21

Other Names

• Brian O'LEary
• Brian Christopher O'LEary