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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Independence Fs | New York | NY | 05/2014 | 10/2017 |
| Hightower Securities, Llc | Chicago | IL | 10/2017 | 11/2022 |
| Hightower Advisors, Llc | Chicago | IL | 10/2017 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck | NY | 11/2022 | Present |
| Forlines Global | Locust Valley | NY | 07/2016 | 08/2017 |
| Bank Of America, N.A. | Great Neck | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-21 |
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