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Jacob Clifton Murray

Cetera Investment Advisers LLC

Fort Smith, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
AR RA APPROVED 2021-09-13
  • TX RA
    APPROVED
    Since 2023-01-19
  • AR RA
    APPROVED
    Since 2021-09-13

Branch Locations

524 Garrison Ave, Fort Smith, AR 72901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Little Rock AR 11/2019 Present
Bank Of America Conway AR 11/2017 11/2019
Sprint Wireless Little Rock AR 12/2015 07/2017
Upkeep Property Preservation Llc Conway AR 03/2017 12/2018
Cetera Investment Services Llc Saint Cloud MN 04/2021 Present
Cetera Investment Advisers Llc Little Rock AR 09/2021 Present
  • 11/2019 → Present
    Regions Bank
    Little Rock, AR
  • 11/2017 → 11/2019
    Bank Of America
    Conway, AR
  • 12/2015 → 07/2017
    Sprint Wireless
    Little Rock, AR
  • 03/2017 → 12/2018
    Upkeep Property Preservation Llc
    Conway, AR
  • 04/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2021 → Present
    Cetera Investment Advisers Llc
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2021-09-10
Other Names
  • Jacob Murray

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ARVEST WEALTH MANAGEMENT
RAYMOND JAMES & ASSOCIATES, INC.
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

LAURA DENISE CHAMBERS
ADAM B PLATTNER
MICHAEL TRAVIS NEER
Ross Benham Plattner
Evelyn Kerry Franklin
Dawsyn W Smith
DON RAY MCDONALD
Richard E Dudley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · FORT SMITH, AR
AMERIPRISE FINANCIAL SERVICES, LLC · FORT SMITH, AR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Smith, AR
ARVEST WEALTH MANAGEMENT · FT SMITH, AR
RAYMOND JAMES & ASSOCIATES, INC. · FORT SMITH, AR
EAGLE STRATEGIES LLC · FT. SMITH, AR

More in Fort Smith, AR

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