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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 1995-09-15
TX RA APPROVED_RES 1989-01-28
  • AR RA
    APPROVED
    Since 1995-09-15
  • TX RA
    APPROVED_RES
    Since 1989-01-28

Branch Locations

3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith AR 05/1989 Present
Bank Of America, N.A. Fort Smith AR 11/2009 Present
Other Businesses

I*106217FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: EIO PROPERTIES LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:HACKETT, ARKANSAS 72937NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/7/2017NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LLC TO HOLD REAL ESTATE I*606257For profit or not for profit: Entity CharitableName of outside business organization: First Baptist Church of Greenwood, ARInvestment related: NAddress of business: Greenwood, Arkansas, 72936Nature of business: ["Church or Religious Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 1/1/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Finance Committee and Deacon are both nonpaid roles that I would be one of several individuals making decisions for the church. I*1255262For profit or not for profit: Entity For ProfitName of outside business organization: Kingdom Venture Opportunity, LLCInvestment related: NAddress of business: Paradise Valley, Arizona, 95352Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/1/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Forming a new LLC to facilitate a passive seed investment into The Capra Project, LLC I*2166281, Entity Type: Entity For Profit, Name of OBA: Oil & Gas Royalties, Address: Hackett, Arkansas, 72937, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Owner of these Oil & Gas Royalties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-06
S63 Uniform Securities Agent State Law Examination 1986-08-22
  • S65 Uniform Investment Adviser Law Examination
    1995-09-06
  • S63 Uniform Securities Agent State Law Examination
    1986-08-22

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