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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-10-12
TX RA APPROVED_RES 2009-07-23
  • AR RA
    APPROVED
    Since 2009-10-12
  • TX RA
    APPROVED_RES
    Since 2009-07-23

Branch Locations

3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith AR 04/2007 Present
Bank Of America, N.A. Fort Smith AR 04/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-10
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S65 Uniform Investment Adviser Law Examination
    2009-10-10
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26
Other Names
  • Laura Denise Turner
  • Laura D Chambers

View on SEC IAPD

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