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Ross Benham Plattner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Smith, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-11
AR RA APPROVED 2017-12-13
  • TX RA
    APPROVED
    Since 2018-04-11
  • AR RA
    APPROVED
    Since 2017-12-13

Branch Locations

3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith AR 07/2017 Present
U.S. Pizza Co. Fayetteville AR 05/2006 07/2017
Bank Of America, N.A. Fort Smith AR 10/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2017-12-12
Other Names
  • Ross Plattner

View on SEC IAPD

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OSAIC WEALTH, INC.

Other Investors

LAURA DENISE CHAMBERS
ADAM B PLATTNER
MICHAEL TRAVIS NEER
Evelyn Kerry Franklin
Dawsyn W Smith
DON RAY MCDONALD
Richard E Dudley
Justin Taylor Wiseman

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · FORT SMITH, AR
AMERIPRISE FINANCIAL SERVICES, LLC · FORT SMITH, AR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Smith, AR
ARVEST WEALTH MANAGEMENT · FT SMITH, AR
RAYMOND JAMES & ASSOCIATES, INC. · FORT SMITH, AR
EAGLE STRATEGIES LLC · FT. SMITH, AR
EAGLE STRATEGIES LLC · FORT SMITH, AR

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