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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-13 |
| AR | RA | APPROVED | 2005-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Smith | AR | 06/2005 | Present |
| Bank Of America,Na | Fort Smith | AR | 12/2009 | Present |
I*123888 For profit or not for profit: Non-Profit Organization Name of outside business organization: Seven Seas Lagoon Investment related: N Address of business: Fort Smith, Arkansas 72903 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/14/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Created an llc for liability protection for a body of water that is in front of our home. It is non business related. I*954325 For profit or not for profit: Entity Charitable Name of outside business organization: Kitties and Kanines Investment related: N Address of business: Fort Smith, Arkansas, 72903 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 11/1/2022 Number of hours devoted: 6 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , Help give guidance to budgeting, fundraising, process and procedure for pet health/wellness/adoption for pet population in surrounding area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-07 |
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