Richard E Dudley

Current Employers

Employment History

• 03/2010 → 11/2016
  Wells Fargo Advisors Llc
  Fort Smith, AR
• 11/2016 → 11/2020
  Wells Fargo Clearing Services, Llc
  Fort Smith, AR
• 11/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Smith, AR
• 12/2020 → Present
  Bank Of America, N.A.
  Fort Smith, AR

Previous Registrations

• 2010-06-07 → 2020-11-03
  Wells Fargo Clearing Services, Llc
  Fort Smith, AR
  Little Rock, AR
  Fort Smith, AR
  Fort Smith, AR
  Springdale, AR
  Rogers, AR
  Fayetteville, AR

Other Businesses

Name of other Business: Richard Dudley Investment related (yes or no): NoBusiness address: Van Buren, AR Nature of business: Rental propertyPosition/title: ownerRelationship with business: ownerStart date of relationship: 10/01/2020Number of hours a month devoted to business: 5Number of hours during securities trading hours devoted to business: 0Description of duties: collect rent, maintain property. I*4558269 Entity Type: N/A Name of OBA: Stronghold Alliance, Inc. Address: Purcelville, Virginia, 20134 Investment Related: No Position, Title, Association: N/A Employee Start Date: 05/18/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: A refuge for veterans and first responders healing from the unseen wounds of service - physically, mentally, and spiritually. To help heal the body/brain through hyperbaric oxygen therapy (HBOT), heal the mind through licensed counselors, and heal the soul through weekly gatherings. I have been asked to be on the advisory board. No time commitment, but to be a sounding board for the board members. There are no clients involved, and no money activities for the organization will be handled by me.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04
• S63 Uniform Securities Agent State Law Examination
  2002-06-04

Other Names

• Richard Jr. Dudley
• Richard E. Dudley
• Richard E Dudley
• Richard E Dudley