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Brandon Roth

J.P. Morgan Securities LLC

Kingwood, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

2611 W Lake Houston Pkwy, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northside Imports Houston Spring TX 06/2015 02/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2020 01/2022
Northwestern Mutual Investment Services Llc The Woodlands TX 12/2020 01/2022
Root Level Technology Spring TX 02/2020 06/2020
Jpmorgan Chase Bank, N.A. Kingwood DE 02/2022 Present
J.P. Morgan Securities Llc Kingwood TX 02/2022 Present
Tommy Bahama's Restaraunt The Woodlands TX 09/2025 01/2026
  • 06/2015 → 02/2021
    Northside Imports Houston
    Spring, TX
  • 12/2020 → 01/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2020 → 01/2022
    Northwestern Mutual Investment Services Llc
    The Woodlands, TX
  • 02/2020 → 06/2020
    Root Level Technology
    Spring, TX
  • 02/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Kingwood, DE
  • 02/2022 → Present
    J.P. Morgan Securities Llc
    Kingwood, TX
  • 09/2025 → 01/2026
    Tommy Bahama's Restaraunt
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 2021-10-16
  • S66 Uniform Combined State Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    2021-10-16
Other Names
  • Brandon Alexander Roth

View on SEC IAPD

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ROTH FINANCIAL PARTNERS LLC
LPL FINANCIAL LLC
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MTR FINANCIAL SERVICES, LLC
SYMPHONY FINANCIAL, LTD. CO.

Other Investors

KYLE ANDREW SADLER
LINDSEY C. REDDING
DAVID PATRICK FARRELL
BRIAN F LA ROCCA
CRAIG F ZUMPANO
ROBERT L (II) HAYES
BRADFORD J BOIKE
Jonathan Andrew Conner

Other Offices

OSAIC WEALTH, INC. · KINGWOOD, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
OSAIC WEALTH, INC. · KINGWOOD, TX
ROTH FINANCIAL PARTNERS LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
LPL FINANCIAL LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX

More in Kingwood, TX

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