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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-02-20 |
Branch Locations
1120 North Town Center Suite #170, Las Vegas, NV 89144-6303 • United States
2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Tracy | CA | 11/2020 | 08/2021 |
| J.P. Morgan Securities, Llc | Albuquerque | NM | 11/2020 | 01/2026 |
| Wells Fargo Bank, N.A. | Tracy | CA | 04/2019 | 10/2020 |
| Wells Fargo Bank | Albuquerque | NM | 09/2016 | 03/2019 |
| Charles Schwab Bank, Ssb | Albuquerque | NM | 02/2026 | Present |
| Charles Schwab & Co., Inc. | Albuquerque | NM | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-25 |
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