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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-07 |
| WA | RA | APPROVED | 2022-06-19 |
Branch Locations
4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Kirkland | WA | 06/2020 | Present |
| Russell Investments | Seattle | WA | 06/2019 | 09/2019 |
| City Of Kirkland | Kirkland | WA | 05/2014 | 09/2019 |
| Angelfish Swimming Llc | Kirkland | WA | 03/2021 | Present |
| Seattle University | Seattle | WA | 09/2016 | 06/2020 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2026 | Present |
* 425973 - Angelfish Swimming LLC; Investment related Yes; Kirkland, WA; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 20; Labor/Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-26 |
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