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Austin J Seifert

Ep Wealth Advisors

Torrance, CA

Scottsdale, AZ

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-10
CA RA APPROVED 2026-03-05
  • AZ RA
    APPROVED
    Since 2026-03-10
  • CA RA
    APPROVED
    Since 2026-03-05

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

16430 N Scottsdale Rd Suite 150, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transform Wealth, Llc Greenwood Village CO 06/2019 12/2021
Student Colorado Springs CO 09/2010 05/2019
Beacon Pointe Advisors, Llc Scottsdale AZ 01/2022 04/2023
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2023 07/2024
Harbour Investments, Inc Madison WI 07/2024 02/2026
Thompson Wealth Management Scottsdale AZ 07/2024 02/2026
Ep Wealth Advisors, Llc Scottsdale AZ 02/2026 Present
  • 06/2019 → 12/2021
    Transform Wealth, Llc
    Greenwood Village, CO
  • 09/2010 → 05/2019
    Student
    Colorado Springs, CO
  • 01/2022 → 04/2023
    Beacon Pointe Advisors, Llc
    Scottsdale, AZ
  • 04/2023 → 07/2024
    Beacon Pointe Advisors, Llc
    Scottsdale, AZ
  • 07/2024 → 02/2026
    Harbour Investments, Inc
    Madison, WI
  • 07/2024 → 02/2026
    Thompson Wealth Management
    Scottsdale, AZ
  • 02/2026 → Present
    Ep Wealth Advisors, Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19
Designations
Other Names
  • Austin J. Seifert

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
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