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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
9900 Research Drive, Irvine, CA 92618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 09/2020 | 06/2021 |
| California State University Fullerton | Fullerton | CA | 05/2019 | 09/2020 |
| Howard Cdm | Long Beach | CA | 04/2018 | 05/2019 |
| Allied Professionals Insurance Services | Orange | CA | 09/2016 | 04/2018 |
| City Of El Segundo | El Segundo | CA | 04/2016 | 09/2016 |
| Lpl Financial Llc | Palos Verdes | CA | 06/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 05/2022 | 12/2024 |
| Pasadena Private Wealth, Llc | Irvine | CA | 01/2025 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
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