John Ferguson

Current Employers

Employment History

• 08/2014 → 05/2018
  Widener University
  Chester, PA
• 06/2016 → 05/2018
  Philadelphia Truck Lines
  Folcroft, PA
• 08/2018 → 09/2020
  Principal Life Insurance Company
  Springfield, PA
• 09/2020 → 02/2025
  Principal Securities Inc.
  Springfield, PA
• 03/2025 → 09/2025
  Great Gray Trust Company
  Wilmington, DE
• 01/2026 → Present
  Lpl Financial Llc
  Blue Bell, PA
• 12/2025 → Present
  Legacy Planning
  Blue Bell, PA
• 02/2026 → Present
  Global Retirement Partners, Llc
  San Rafael, CA
• 03/2026 → Present
  Hub International Investment Services
  Austin, TX

Other Businesses

1) 01/2026 - HUB Retirement and Wealth Management / DBA LPL Business (entity for LPL business) / Inv Related / At reported business location (s) /160 Total Hours per month - 160 Total Hours per month during trading 2) 01/2026 - Legacy Planning, a HUB International Company / DBA LPL Business (entity for LPL business) / Inv Related / At reported business location (s) /160 Total Hours per month - 160 Total Hours per month during trading 3) 01/2026 - Pennsylvania Interscholastic Athletic Association / Coach/ Sports/ Fitness / Referee / Springfield PA 19064 / Start date 03/21/2021 - 15 Total Hours per month - 0 Total Hours per month during trading 4) 01/2026 - National Intercollegiate Lacrosse Officials Association / Referee / Coach/ Sports/ Fitness / Springfield PA 19064 / Start date 02/01/2023 - 10 Total Hours per month - 0 Total Hours per month during trading 5) 01/2026 - HUB International / Outside/W-2 Employment / Client Relationship Manager / Boston MA 02215 / Start date 01/05/2026 - 160 Total Hours per month - 160 Total Hours per month during trading 6) 01/07/2026 - HUB Retirement and Wealth Management - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ during trading 7) 01/07/2026 - Legacy Planning, a HUB International Company - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ during trading 8) 01/07/2026 - Global Retirement Partners - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 01/02/2026 - 160 hours per month/ during trading - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-20
• S63 Uniform Securities Agent State Law Examination
  2020-10-30

Other Names

• John Ferguson
• John Francis Ferguson
• John Francis Ferguson