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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-09-13
  • KY RA
    APPROVED
    Since 2021-09-13

Branch Locations

140 Whittington Pkwy, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fun Masters Louisville KY 05/2016 Present
Northwestern Mutual Investment Services Llc Louisville KY 07/2021 Present
William Warman Louisville KY 07/2021 Present
Michael Bush Louisville KY 01/2022 11/2023
Matthew Lee Allen Louisville KY 12/2023 Present
  • 05/2016 → Present
    Fun Masters
    Louisville, KY
  • 07/2021 → Present
    Louisville, KY
  • 07/2021 → Present
    William Warman
    Louisville, KY
  • 01/2022 → 11/2023
    Michael Bush
    Louisville, KY
  • 12/2023 → Present
    Matthew Lee Allen
    Louisville, KY
Other Businesses

1. Fun Masters, Not Investment-related, Louisville, KY, USA, Assistant Event Manager, Start Date: 05/01/2016, 25 hrs per week, 5 trading hrs per week, Deliver Inflatables, Duties: Load trucks drive trucks set up inflatables and tear down inflatables.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2021-09-10
Other Names
  • Michael Lionetti

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

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