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Andrew Ochola

J.P. Morgan Securities LLC

Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CA RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2022-05-16

Branch Locations

201 S. Lake Ave Floor 7, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Venture Capital Association Washington DC 06/2020 07/2020
J.P. Morgan New York NY 06/2019 08/2019
Bloomberg L.P. New York NY 06/2018 08/2018
California United Bank Thousand Oaks CA 06/2017 08/2017
Tulane University New Orleans LA 08/2016 05/2020
Sanford C. Bernstein & Co., Llc San Francisco CA 08/2020 03/2021
J.P. Morgan Securities Llc San Diego CA 02/2022 Present
Jpmorgan Chase Bank, N.A. San Diego CA 02/2022 Present
Unemployed Sylmar CA 04/2021 01/2022
  • 06/2020 → 07/2020
    National Venture Capital Association
    Washington, DC
  • 06/2019 → 08/2019
    J.P. Morgan
    New York, NY
  • 06/2018 → 08/2018
    Bloomberg L.P.
    New York, NY
  • 06/2017 → 08/2017
    California United Bank
    Thousand Oaks, CA
  • 08/2016 → 05/2020
    Tulane University
    New Orleans, LA
  • 08/2020 → 03/2021
    Sanford C. Bernstein & Co., Llc
    San Francisco, CA
  • 02/2022 → Present
    J.P. Morgan Securities Llc
    San Diego, CA
  • 02/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Diego, CA
  • 04/2021 → 01/2022
    Unemployed
    Sylmar, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2022-05-16
Other Names
  • Andrew Ochola
  • Andrew Dennis Ochola
  • Andrew D. Ochola

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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