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Jimmie M Anderson

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-10-06
  • NV RA
    APPROVED
    Since 2023-10-06

Branch Locations

5771 S Fort Apache Rd # 130, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Office Depot Las Vegas NV 09/2016 01/2018
Best Buy Las Vegas NV 09/2019 01/2021
University Of Nevada Las Vegas Las Vegas NV 08/2017 05/2018
Unemployed Las Vegas NV 01/2018 09/2019
Caldera Wealth Management Las Vegas NV 07/2020 Present
Lpl Financial Las Vegas NV 06/2023 Present
  • 09/2016 → 01/2018
    Office Depot
    Las Vegas, NV
  • 09/2019 → 01/2021
    Best Buy
    Las Vegas, NV
  • 08/2017 → 05/2018
    University Of Nevada Las Vegas
    Las Vegas, NV
  • 01/2018 → 09/2019
    Unemployed
    Las Vegas, NV
  • 07/2020 → Present
    Caldera Wealth Management
    Las Vegas, NV
  • 06/2023 → Present
    Lpl Financial
    Las Vegas, NV
Other Businesses

1)06/07/2023 - Caldera Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25

View on SEC IAPD

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