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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-10
  • CA RA
    APPROVED
    Since 2020-11-10

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Los Angeles CA 04/2018 06/2020
Deasy Penner & Partners Pasadena CA 09/2015 04/2018
Raymond James Los Angeles CA 06/2020 Present
  • 04/2018 → 06/2020
    Compass
    Los Angeles, CA
  • 09/2015 → 04/2018
    Deasy Penner & Partners
    Pasadena, CA
  • 06/2020 → Present
    Raymond James
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-06
  • S66 Uniform Combined State Law Examination
    2020-11-06

View on SEC IAPD

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