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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-08-16
  • IA RA
    APPROVED
    Since 2022-08-16

Branch Locations

711 High St, Des Moines, IA 50392 • United States

W Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 07/2015 04/2019
Principal Life Insurance Des Moines IA 04/2019 06/2020
Principal Life Insurance Des Moines IA 06/2020 Present
Principal Securities Inc Des Moines IA 06/2020 Present
  • 07/2015 → 04/2019
    Principal Life Insurance
    Des Moines, IA
  • 04/2019 → 06/2020
    Principal Life Insurance
    Des Moines, IA
  • 06/2020 → Present
    Principal Life Insurance
    Des Moines, IA
  • 06/2020 → Present
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2020-08-19
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2020-08-19
Other Names
  • Alexandria Ide Morris

View on SEC IAPD

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