Kyle Philip Roy

Current Employers

Employment History

• 03/2011 → 06/2020
  Sunamerica
  Woodland Hills, CA
• 03/2011 → 06/2020
  Aig Capital Services, Inc.
  Woodland Hills, CA
• 07/2020 → Present
  Lpl Financial Llc
  Louisville, KY
• 07/2020 → Present
  Kpp Advisory Services, Llc
  Louisville, KY

Other Businesses

1) 06/19/2020 - Kentucky Planning Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2018 - 160 hr/mth 2) 06/19/2020 - ROI & Associates - Real Estate Rental - inv rel - Crestwood, KY - start: 01/2017 3) 06/19/2020 - Roy Hill Vacations - Real Estate Rental - inv rel - Crestwood, KY - start: 02/2018 4) 8/20/2021 - Levinson and Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/11/2021 - 2 Hours Per Month/1 Hours During Securities Trading - Fixed life insurance. 5) 09/09/2021 - Destin Sandestin Hospitality, LLC - Not Investment Related - 13121 Eastpoint Park Blvd Suite B, Louisville, KY 40223 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 6) 09/09/2021 - Team Jedi Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Team Jedi Properties LLC is 1/8th of Destin Sandestin Hospitality, LLC. 7) 05/25/2022 - ROI Financial Plannning, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 07/03/2020 - 1 Hours Per Month/ 0 Hours During Securities. 8) 01/13/2023 - Dowdy Roy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2023 - 80 Hours Per Month/80 Hours During Securities Trading 9) 2/10/2023 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 10/02/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 07/21/2023 - Blackhorse Life Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 05/08/2023 - 5 Hours Per Month/ 5 Hours During Trading 11) 8/21/2023 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 8/14/2023 - 0 Hours A Month/ During Trading 12) 8/21/2023 - AFG & ROI Financial, LLP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 80 Hours A Month/ 2 Hours During Trading. 13) 10/9/2023: ROI Financial Group, LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 7/7/2020; 160hrs/mo.; 140hrs during trading. 14) 03/12/2024 - Ash Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 2/23/2024 - 2 Hrs/Mo; 0 Hr During Trading. 15) 12/30/2024- AMF & ROI Financial- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 80 hrs a mth/ during trading 16) 06/10/2025 - Other - Writing a Book - Not Investment Related - Home Based - Start Date:05/03/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-27
• S63 Uniform Securities Agent State Law Examination
  2005-01-27