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Liming Zhang

J.P. Morgan Securities LLC

Fremont, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-21
TX RA APPROVED 2020-08-21
  • CA RA
    APPROVED
    Since 2020-08-21
  • TX RA
    APPROVED
    Since 2020-08-21

Branch Locations

38980 Fremont Blvd., Fremont, CA 94536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Newark CA 04/2020 Present
J.P. Morgan Securities Llc Newark CA 05/2020 Present
Qiaoli Hu Cpa Fremont CA 07/2016 07/2017
Citibank Milpitas, Ca CA 07/2017 02/2020
University Of California - Los Angeles Los Angeles CA 09/2015 06/2017
Unemployed Fremont CA 03/2020 03/2020
  • 04/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Newark, CA
  • 05/2020 → Present
    J.P. Morgan Securities Llc
    Newark, CA
  • 07/2016 → 07/2017
    Qiaoli Hu Cpa
    Fremont, CA
  • 07/2017 → 02/2020
    Citibank
    Milpitas, Ca, CA
  • 09/2015 → 06/2017
    University Of California - Los Angeles
    Los Angeles, CA
  • 03/2020 → 03/2020
    Unemployed
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2020-08-20
Other Names
  • Rachel Zhang

View on SEC IAPD

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LIMING CAI

Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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