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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Jeffersonville | IN | 08/2020 | 06/2024 |
| Securities America Advisors | Jeffersonville | IN | 01/2021 | 06/2024 |
| Osaic Wealth Inc | Jeffersonville | IN | 06/2024 | 04/2025 |
| Jacob Hughes | Louisville | KY | 10/2025 | 01/2026 |
| Advisorbot | New Albany | IN | 03/2025 | Present |
| Riverbend Financial Group | Jeffersonville | IN | 05/2020 | 03/2025 |
| Ge Appliances | Louisville | KY | 02/2019 | 05/2020 |
| Valvoline Instant Oil Change | New Albany | IN | 04/2017 | 02/2019 |
| Student | New Albany | IN | 08/2017 | 12/2020 |
| Student | New Albany | IN | 08/2013 | 11/2025 |
| Little Caesars Pizza | New Albany | IN | 08/2016 | 09/2016 |
| Northwestern Mutual Investment Services Llc | Louisville | KY | 01/2026 | Present |
| Jacob Hughes | Louisville | KY | 01/2026 | Present |
100% OWNER, ORDINATIVE, LLC, 218 MT TABOR RD, NEW ALBANY, , INDIANA, 47150, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUILD AND MAINTAIN AUTOMATED SYSTEMS; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-22 |
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