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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-13 |
| CA | RA | APPROVED | 2023-03-30 |
Branch Locations
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Arcadia | CA | 03/2018 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Arcadia | CA | 04/2020 | 10/2022 |
| Calico Inc | Los Angeles | CA | 10/2015 | 02/2018 |
| Graceland Investment | Pasadena | CA | 11/2019 | Present |
| Morgan Stanley | Torrance | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-23 |
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